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	<title>NY Daily Record &#187; securities</title>
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		<title>Securities: Sheet Metal Workers Local No. 33, et al. v. CBRE Realty Fin. Inc., et al.&#160;</title>
		<link>http://nydailyrecord.com/blog/2011/07/28/securities-sheet-metal-workers-local-no-33-et-al-v-cbre-realty-fin-inc-et-al/</link>
		<comments>http://nydailyrecord.com/blog/2011/07/28/securities-sheet-metal-workers-local-no-33-et-al-v-cbre-realty-fin-inc-et-al/#comments</comments>
		<pubDate>Thu, 28 Jul 2011 16:43:57 +0000</pubDate>
		<dc:creator>Daily Record Staff</dc:creator>
				<category><![CDATA[Case Digests]]></category>
		<category><![CDATA[U.S. Court of Appeals, Second Circuit]]></category>
		<category><![CDATA[materiality]]></category>
		<category><![CDATA[Misstatement or Omissions of Fact]]></category>
		<category><![CDATA[securities]]></category>
		<category><![CDATA[u.s. court of appeals for the second circuit]]></category>

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		<description><![CDATA[U.S. Court of Appeals for the Second Circuit

Securities
Misstatement or Omissions of Fact — Materiality
Sheet Metal Workers Local No. 33 et al., v. CBRE Realty Fin. Inc., et al.
10-1535-cv
Judges Jacobs, Livingston, and Rakoff
Background: The plaintiffs appealed from a judgment that dismissed their putative securities class action complaint for failing to state a claim. The plaintiff’s complaint [...]]]></description>
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		<slash:comments>0</slash:comments>
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		<item>
		<title>Securities: Securities and Exchange Commission v. Tee to Green Golf Parks Inc.&#160;</title>
		<link>http://nydailyrecord.com/blog/2011/03/21/securities-securities-and-exchange-commission-v-tee-to-green-golf-parks-inc/</link>
		<comments>http://nydailyrecord.com/blog/2011/03/21/securities-securities-and-exchange-commission-v-tee-to-green-golf-parks-inc/#comments</comments>
		<pubDate>Mon, 21 Mar 2011 16:50:06 +0000</pubDate>
		<dc:creator>Daily Record Staff</dc:creator>
				<category><![CDATA[Case Digests]]></category>
		<category><![CDATA[U.S. District Court]]></category>
		<category><![CDATA[WDNY]]></category>
		<category><![CDATA[securities]]></category>
		<category><![CDATA[Western District of New York]]></category>

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		<description><![CDATA[U.S. District Court, Western District of New York
Securities
Securities and Exchange Commission v. Tee to Green Golf Parks Inc.
00-CV-478
Judge Skretny
Background: The Securities and Exchange Commission has moved pursuant to Rule 56 of the Federal Rules of Civil Procedure for partial summary judgment against defendants Tee To Green Golf Parks Inc., and Steven D. Blumhagen, and the [...]]]></description>
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		<slash:comments>0</slash:comments>
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		<item>
		<title>Securities: United States v. Paul&#160;</title>
		<link>http://nydailyrecord.com/blog/2011/03/09/securities-united-states-v-paul/</link>
		<comments>http://nydailyrecord.com/blog/2011/03/09/securities-united-states-v-paul/#comments</comments>
		<pubDate>Wed, 09 Mar 2011 22:47:49 +0000</pubDate>
		<dc:creator>Daily Record Staff</dc:creator>
				<category><![CDATA[Case Digests]]></category>
		<category><![CDATA[U.S. Court of Appeals, Second Circuit]]></category>
		<category><![CDATA[Decline in Value of Collateral]]></category>
		<category><![CDATA[restitution]]></category>
		<category><![CDATA[Second Circuit]]></category>
		<category><![CDATA[securities]]></category>
		<category><![CDATA[U.S Court of Appeals]]></category>

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		<description><![CDATA[U.S. Court of Appeals, Second Circuit
Securities
Restitution — Decline in Value of Collateral
United States v. Paul
09-3191-cr
Appealed from the Eastern District of New York
Background: Defendant Peter Paul appeals from a judgment of conviction entered in the district court following his guilty plea to securities fraud in violation of 15 U.S.C. §§78j(b) and 78ff. Thereafter, Paul was sentenced [...]]]></description>
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		<slash:comments>0</slash:comments>
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		<item>
		<title>Securities: Standard Investment Chartered Inc. v. National Association of Securities Dealers&#160;</title>
		<link>http://nydailyrecord.com/blog/2011/02/24/securities-standard-investment-chartered-inc-v-national-association-of-securities-dealers/</link>
		<comments>http://nydailyrecord.com/blog/2011/02/24/securities-standard-investment-chartered-inc-v-national-association-of-securities-dealers/#comments</comments>
		<pubDate>Thu, 24 Feb 2011 22:01:09 +0000</pubDate>
		<dc:creator>Daily Record Staff</dc:creator>
				<category><![CDATA[Case Digests]]></category>
		<category><![CDATA[U.S. Court of Appeals, Second Circuit]]></category>
		<category><![CDATA[liability]]></category>
		<category><![CDATA[Second Circuit]]></category>
		<category><![CDATA[securities]]></category>
		<category><![CDATA[Self-Regulatory Organizations]]></category>
		<category><![CDATA[U.S Court of Appeals]]></category>

		<guid isPermaLink="false">http://nydailyrecord.com/blog/2011/02/24/securities-standard-investment-chartered-inc-v-national-association-of-securities-dealers/</guid>
		<description><![CDATA[U.S. Court of Appeals, Second Circuit
Securities
Self-Regulatory Organizations — Liability
Standard Investment Chartered Inc. v. National Association of Securities Dealers
10-945-cv
Appealed from the Southern District of New York
Background: This appeal is from an order of the district court granting the appellees’ Rule 12(b)(6) motion to dismiss. This case arises out of the consolidation of the National Association of [...]]]></description>
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		<slash:comments>0</slash:comments>
		</item>
		<item>
		<title>Securities: Landmen Partners Inc. v. The Blackstone Group LP&#160;</title>
		<link>http://nydailyrecord.com/blog/2011/02/14/securities-landmen-partners-inc-v-the-blackstone-group-lp/</link>
		<comments>http://nydailyrecord.com/blog/2011/02/14/securities-landmen-partners-inc-v-the-blackstone-group-lp/#comments</comments>
		<pubDate>Mon, 14 Feb 2011 22:19:30 +0000</pubDate>
		<dc:creator>Daily Record Staff</dc:creator>
				<category><![CDATA[Case Digests]]></category>
		<category><![CDATA[U.S. Court of Appeals, Second Circuit]]></category>
		<category><![CDATA[IPO]]></category>
		<category><![CDATA[Second Circuit]]></category>
		<category><![CDATA[securities]]></category>
		<category><![CDATA[U.S Court of Appeals]]></category>
		<category><![CDATA[Undisclosed Risks]]></category>

		<guid isPermaLink="false">http://nydailyrecord.com/blog/2011/02/14/securities-landmen-partners-inc-v-the-blackstone-group-lp/</guid>
		<description><![CDATA[U.S Court of Appeals, Second Circuit
Securities
IPO — Undisclosed Risks
Landmen Partners Inc. v. The Blackstone Group LP
09-4426-cv
Appealed from the Southern District of New York
Background: The plaintiffs appeal from a judgment of the district court dismissing plaintiffs’ putative securities class action complaint pursuant to Federal Rule of Civil Procedure 32 12(b)(6) for failure to state a claim. [...]]]></description>
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		<slash:comments>0</slash:comments>
		</item>
		<item>
		<title>Securities: SEC v. Tee to Green Gold Parks Inc.&#160;</title>
		<link>http://nydailyrecord.com/blog/2011/01/20/securities-sec-v-tee-to-green-gold-parks-inc/</link>
		<comments>http://nydailyrecord.com/blog/2011/01/20/securities-sec-v-tee-to-green-gold-parks-inc/#comments</comments>
		<pubDate>Thu, 20 Jan 2011 22:35:53 +0000</pubDate>
		<dc:creator>Daily Record Staff</dc:creator>
				<category><![CDATA[Case Digests]]></category>
		<category><![CDATA[U.S. District Court]]></category>
		<category><![CDATA[WDNY]]></category>
		<category><![CDATA[securities]]></category>
		<category><![CDATA[Western District of New York]]></category>

		<guid isPermaLink="false">http://nydailyrecord.com/blog/2011/01/20/securities-sec-v-tee-to-green-gold-parks-inc/</guid>
		<description><![CDATA[U.S. District Court, Western District of New York
Securities
SEC v. Tee to Green Gold Parks Inc.
00-CV-478
Judge Skretny
Background: Presently before this court are pro se defendant Steven Blumhagen’s motion to dismiss and plaintiff Securities and Exchange Commission’s motion for partial summary judgment. On May 31, 2000, the commission filed its complaint in this action alleging that Tee [...]]]></description>
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		<slash:comments>0</slash:comments>
		</item>
		<item>
		<title>Report: Steven Rattner close to deal with SEC</title>
		<link>http://nydailyrecord.com/blog/2010/10/14/report-steven-rattner-close-to-deal-with-sec/</link>
		<comments>http://nydailyrecord.com/blog/2010/10/14/report-steven-rattner-close-to-deal-with-sec/#comments</comments>
		<pubDate>Thu, 14 Oct 2010 14:57:29 +0000</pubDate>
		<dc:creator>The Associated Press</dc:creator>
				<category><![CDATA[Finance]]></category>
		<category><![CDATA[Government Federal]]></category>
		<category><![CDATA[Government State]]></category>
		<category><![CDATA[Law Enforcement]]></category>
		<category><![CDATA[News]]></category>
		<category><![CDATA[New York State]]></category>
		<category><![CDATA[Obama administration car czar]]></category>
		<category><![CDATA[pay-to-play]]></category>
		<category><![CDATA[pension fund]]></category>
		<category><![CDATA[SEC]]></category>
		<category><![CDATA[securities]]></category>
		<category><![CDATA[Steven Rattner]]></category>

		<guid isPermaLink="false">http://nydailyrecord.com/?p=50159</guid>
		<description><![CDATA[NEW YORK CITY — The Securities and Exchange Commission could vote to settle a securities case with former Obama administration car czar Steven Rattner, according to published reports on Thursday.]]></description>
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		<slash:comments>0</slash:comments>
		</item>
		<item>
		<title>Securities: Iowa Public Employees’ Retirement System v. MF Global Ltd.&#160;</title>
		<link>http://nydailyrecord.com/blog/2010/09/15/securities-iowa-public-employees%e2%80%99-retirement-system-v-mf-global-ltd/</link>
		<comments>http://nydailyrecord.com/blog/2010/09/15/securities-iowa-public-employees%e2%80%99-retirement-system-v-mf-global-ltd/#comments</comments>
		<pubDate>Wed, 15 Sep 2010 19:44:18 +0000</pubDate>
		<dc:creator>Daily Record Staff</dc:creator>
				<category><![CDATA[Case Digests]]></category>
		<category><![CDATA[U.S. Court of Appeals, Second Circuit]]></category>
		<category><![CDATA[Second Circuit]]></category>
		<category><![CDATA[securities]]></category>
		<category><![CDATA[U.S. Court of Appeals]]></category>

		<guid isPermaLink="false">http://nydailyrecord.com/?p=48466</guid>
		<description><![CDATA[U.S. Court of Appeals, Second Circuit
Securities
Iowa Public Employees’ Retirement System v. MF Global Ltd.
09-3919-cv
Appealed from the Southern District of New York
Background: The plaintiffs appeal from a July 23, 2009 judgment of the U.S. District Court for the Southern District of New York dismissing their complaint for failure to state a claim. They allege material misstatements [...]]]></description>
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		<slash:comments>0</slash:comments>
		</item>
		<item>
		<title>Securities: Alliance Industries, Inc. v. Longyear Holding, Inc.&#160;</title>
		<link>http://nydailyrecord.com/blog/2010/08/27/securities-alliance-industries-inc-v-longyear-holding-inc/</link>
		<comments>http://nydailyrecord.com/blog/2010/08/27/securities-alliance-industries-inc-v-longyear-holding-inc/#comments</comments>
		<pubDate>Fri, 27 Aug 2010 17:50:30 +0000</pubDate>
		<dc:creator>Daily Record Staff</dc:creator>
				<category><![CDATA[Case Digests]]></category>
		<category><![CDATA[U.S. District Court]]></category>
		<category><![CDATA[WDNY]]></category>
		<category><![CDATA[legal fees]]></category>
		<category><![CDATA[securities]]></category>
		<category><![CDATA[stockholders suit]]></category>
		<category><![CDATA[U.S. District Court Western District of New York]]></category>

		<guid isPermaLink="false">http://nydailyrecord.com/?p=47448</guid>
		<description><![CDATA[U.S. District Court, Western District of New York
Securities
Stockholders’ Suit — Legal Fees
Alliance Industries, Inc. v. Longyear Holding, Inc.
08-CV-490
Judge Scott
Background: This is a diversity stockholders’ suit arising from the purchase of stock in a corporation to acquire its subsidiary and subsequent disposition of funds in an escrow account created as part of the transaction. On April [...]]]></description>
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		<slash:comments>0</slash:comments>
		</item>
		<item>
		<title>Securities: Commodity Futures Trading Commission v. Walsh&#160;</title>
		<link>http://nydailyrecord.com/blog/2010/08/16/securities-commodity-futures-trading-commission-v-walsh/</link>
		<comments>http://nydailyrecord.com/blog/2010/08/16/securities-commodity-futures-trading-commission-v-walsh/#comments</comments>
		<pubDate>Mon, 16 Aug 2010 15:37:49 +0000</pubDate>
		<dc:creator>Daily Record Staff</dc:creator>
				<category><![CDATA[Case Digests]]></category>
		<category><![CDATA[U.S. Court of Appeals, Second Circuit]]></category>
		<category><![CDATA[securities]]></category>
		<category><![CDATA[u.s. court of appeals for the second circuit]]></category>

		<guid isPermaLink="false">http://nydailyrecord.com/?p=46483</guid>
		<description><![CDATA[U.S. Court of Appeals for the Second Circuit

Securities
Commodity Futures Trading Commission v. Walsh
09-3742-cv
Appealed from the Southern District of New York
Background: Janet Schaberg, sued under the name Janet Walsh, is the former wife of Stephen Walsh, a defendant in actions brought by the Commodity Futures Trading Commission and the Securities and Exchange Commission, which allege violations [...]]]></description>
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		<slash:comments>0</slash:comments>
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