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Home / Expert Opinion / Keeping Your Balance: What plan sponsors need to know about DOL enforcement and red flags

Keeping Your Balance: What plan sponsors need to know about DOL enforcement and red flags

Being selected for a Department of Labor (DOL) audit is not exactly a prize most plan sponsors want or intend to win. Often, plan sponsors think service providers will take the blame when compliance issues arise. But plan sponsors are ultimately responsible for plan administration and operation. Plan sponsors who don’t realize this can suffer ...

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