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Tag Archives: Sarbanes-Oxley

SCOTUS: SOX whistleblower ruling leaves gaps

WASHINGTON — The recent U.S. Supreme Court ruling extending Sarbanes-Oxley whistleblower protection to private contractors of publicly-traded companies has some attorneys concerned about the lack of any limiting principle. The decision in Lawson v. FMR LLC was the court’s first ...

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Second Circuit — Sarbanes-Oxley: Bechtel v. Admin. Review Bd.

U.S. Court of Appeals for the Second Circuit Sarbanes-Oxley Retaliation — Burden of Proof Bechtel v. Admin. Review Bd. 11-4918-ag Judges Cabranes, Raggi and Hall Background: The petitioner sought review of a final decision dismissing his retaliation claim under the ...

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Sarbanes-Oxley: In Re DHB Industries Inc. Derivative Litigation

U.S. Court of Appeals for the Second Circuit Sarbanes-Oxley Indemnification In Re DHB Industries Inc. Derivative Litigation 08-3860-cv Appealed from the Eastern District of New York Background: In the fall of 2005, DHB Industries Inc.’s stock price plummeted following revelations ...

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