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Tag Archives: securities

Second Circuit — Securities: Vaughn LeRoy Meyer v. JinkSolar Holding Co.

U.S. Court of Appeals for the Second Circuit Securities Misleading Statements in Prospectus — Foreign Environmental Regulations Vaughn LeRoy Meyer v. JinkSolar Holding Co. 13-616-cv Judges Winter, Walker and Wesley Background: The plaintiffs purchased securities from the defendant in two ...

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Court of Appeals — Securities: Quadrant Structured Products Co. v. Vertin, et al.

New York State Court of Appeals  Securities No-Action Clause — Indenture Quadrant Structured Products Co. v. Vertin, et al. No. 112 Judge Rivera Background: At issue are a series of complex financial instruments that mask investment risk levels. Specifically, the ...

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Ruling ends confusion for securities attorneys

Local securities lawyers say a Second Circuit ruling defines for the first time the meaning of “domestic transaction” under a test laid out by the U.S. Supreme Court in its landmark 2010 decision, Morrison, et al. v. National Australia Bank ...

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Securities: Sheet Metal Workers Local No. 33, et al. v. CBRE Realty Fin. Inc., et al.

U.S. Court of Appeals for the Second Circuit Securities Misstatement or Omissions of Fact — Materiality Sheet Metal Workers Local No. 33 et al., v. CBRE Realty Fin. Inc., et al. 10-1535-cv Judges Jacobs, Livingston, and Rakoff Background: The plaintiffs ...

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Securities: Securities and Exchange Commission v. Tee to Green Golf Parks Inc.

U.S. District Court, Western District of New York Securities Securities and Exchange Commission v. Tee to Green Golf Parks Inc. 00-CV-478 Judge Skretny Background: The Securities and Exchange Commission has moved pursuant to Rule 56 of the Federal Rules of ...

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Securities: Standard Investment Chartered Inc. v. National Association of Securities Dealers

U.S. Court of Appeals, Second Circuit Securities Self-Regulatory Organizations — Liability Standard Investment Chartered Inc. v. National Association of Securities Dealers 10-945-cv Appealed from the Southern District of New York Background: This appeal is from an order of the district ...

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Securities: Landmen Partners Inc. v. The Blackstone Group LP

U.S Court of Appeals, Second Circuit Securities IPO — Undisclosed Risks Landmen Partners Inc. v. The Blackstone Group LP 09-4426-cv Appealed from the Southern District of New York Background: The plaintiffs appeal from a judgment of the district court dismissing ...

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Securities: Iowa Public Employees’ Retirement System v. MF Global Ltd.

U.S. Court of Appeals, Second Circuit Securities Iowa Public Employees’ Retirement System v. MF Global Ltd. 09-3919-cv Appealed from the Southern District of New York Background: The plaintiffs appeal from a July 23, 2009 judgment of the U.S. District Court ...

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